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Administrative Law

Pennsylvania Regulatory Process

Independent Regulatory Review Commission

The General Assembly passed the Regulatory Review Act in 1982 which established the Independent Regulatory Review Commission (IRRC). IRRC was created to review Commonwealth agency regulations, excluding the Game Commission and the Fish and Boat Commission, to ensure that they are in the public interest.

The Commission's mission is to review regulations to make certain that the agency has the statutory authority to enact the regulation and determine whether the regulation is consistent with legislative intent. IRRC then considers other criteria, such as economic impact, public health and safety, reasonableness, impact on small businesses and clarity. The Commission also acts as a clearinghouse for complaints, comments, and other input from the General Assembly and the public regarding proposed and final regulations.


Process

Pursuant to their enabling statutes, Pennsylvania agencies have the authority to promulgate, amend, and repeal regulations. A brief, generalized summary of the regulatory rulemaking process is below.

First, an agency with rulemaking authority determines that it wants to adopt, amend, or repeal a regulation, and drafts proposed language.

Second, the agency must submit its proposed regulation to the Office of General Counsel and Office of Attorney General, each of which conducts an independent review as to form and legality.

Third, assuming that no objections arise during the legal review phase, a notice of the proposed regulation is published in the Pennsylvania Bulletin. At the same time that the agency submits its notice for publication, it also submits a copy of the regulation and a Regulatory Analysis Form ("RAF") to the Independent Regulatory Review Commission ("IRRC"). The RAF is not published in the Pennsylvania Bulletin but is available on the IRRC website (find the regulation you are looking for, and click on the 'download proposed regulation' link).

Fourth, following publication in the Pennsylvania Bulletin, there is a public comment period of at least 30 days. During this time period, any interested person is encourage to file comments with the agency, the IIRC, and any relevant committees of the General Assembly. The IRRC also conducts independent outreach to notify groups and individuals who may be impacted by a proposed regulation.

Fifth, within 30 days of the close of the public comment period, the IRRC must submit its comments, recommendations, and objections to the proposed regulation. The IRRC has a specific set of criteria that it applies, including determinations of whether the regulation is within the agency's statutory authority, whether it is consistent with legislative intent, and whether it is in the public interest. These comments are published in the Pennsylvania Bulletin.

Sixth, the agency must respond to all comments received from the public, the General Assembly, and the IRRC and prepare a final-form regulation. The agency has up to two years after the close of the public comment period to complete the final-form regulation.

Seventh, the agency submits the final-form regulation to the IRRC and the relevant committees of the General Assembly. At its next scheduled meeting (but no less than 30 days after delivery of the regulation), the IRRC may approve or disapprove the regulation. A legislative committee can approve, disapprove, or state its intent to further review the final-form regulation at any time up to 24 hours before the IRRC meeting.

Eighth, assuming that the IRRC and committee approve the regulation, the agency submits the regulation to the Attorney General for a final review.

Finally, upon the Attorney General's approval, the regulation is published in the Pennsylvania Bulletin. The regulation becomes effective on the date of publication (or on a later date specified by the agency).

See the IRRC website and their guide to The Regulatory Review Process in Pennsylvania.

Pennsylvania State Agencies

Finding Pennsylvania Agency Decisions

  • Attorney General opinions (archived, not currently updated).
  • Board of Claims decisions.
  • Board of Finance and Revenue.
  • Commonwealth Court tax decisions.
  • Department of Banking releases.
  • Environmental Hearing Board decisions.
  • Market Conduct examinations.
  • National Reporter on Legal Ethics and Professional Responsibility (archived, not currently updated).
  • Office of Open Records final determinations.
  • Public Employment decisions.
  • Public Utility Commission Decisions.
  • Securities Commission Decisions.
  • Workers' Compensation decisions.
  • Workers' Compensation Appeal Board decisions.
  • Attorney General opinions.
  • Blue Sky administrative decisions (securities).
  • Board of Claims decisions.
  • Department of Banking decisions.
  • Environmental administrative decisions.
  • Insurance bulletins.
  • Judicial Ethics opinions.
  • Legal Ethics opinions.
  • Office of Open Records final determinations.
  • Public Employee Reporter.
  • Public Utility Commission decisions.
  • Workers' Compensation administrative decisions.

In addition to regulations, executive agencies may issue rulings, releases, policy statements, and other documents that are important to understanding administrative law. These documents may be found via the legal subscription databases or agency websites.

Other Pennsylvania law agencies, boards, and administrative law judges issue opinions that aren’t available on Lexis or Westlaw. Researchers should check the agency’s website to determine if they post decisions.